Personnel Hong Kong SFC License Details (ID 97295)

Personnel Hong Kong SFC License Details (ID 97295)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-07-02	-
CMB International Securities Limited	Rep	Advising on securities	2019-07-02	-
	Rep	Dealing in securities	2019-07-02	-
GF FUTURES (HONG KONG) CO., LIMITED	Rep	Dealing in futures contracts	2015-12-01	2019-06-06
GF Securities (Hong Kong) Brokerage Limited	Rep	Advising on securities	2015-12-01	2019-06-06
	Rep	Dealing in securities	2015-12-01	2019-06-06
ASA SECURITIES LIMITED	Rep	Advising on securities	2013-04-02	2015-10-30
	Rep	Dealing in futures contracts	2013-04-02	2015-10-30
	Rep	Dealing in securities	2013-04-02	2015-10-30
XinKong International Securities Limited	Rep	Dealing in futures contracts	2011-01-03	2012-06-25
	Rep	Dealing in securities	2011-01-03	2012-06-25
Ark Securities (Hong Kong) Limited	Rep	Dealing in securities	2010-07-27	2010-11-22
PROVIDENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2010-07-27	2010-11-22