| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| CMB INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-07-02 | - |
| CMB International Securities Limited | Rep | Advising on securities | 2019-07-02 | - |
| Rep | Dealing in securities | 2019-07-02 | - | |
| GF FUTURES (HONG KONG) CO., LIMITED | Rep | Dealing in futures contracts | 2015-12-01 | 2019-06-06 |
| GF Securities (Hong Kong) Brokerage Limited | Rep | Advising on securities | 2015-12-01 | 2019-06-06 |
| Rep | Dealing in securities | 2015-12-01 | 2019-06-06 | |
| ASA SECURITIES LIMITED | Rep | Advising on securities | 2013-04-02 | 2015-10-30 |
| Rep | Dealing in futures contracts | 2013-04-02 | 2015-10-30 | |
| Rep | Dealing in securities | 2013-04-02 | 2015-10-30 | |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2011-01-03 | 2012-06-25 |
| Rep | Dealing in securities | 2011-01-03 | 2012-06-25 | |
| Ark Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-07-27 | 2010-11-22 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2010-07-27 | 2010-11-22 |
No HKMA registrations in the collected records.