Personnel Hong Kong SFC License Details (ID 97296)

Personnel Hong Kong SFC License Details (ID 97296)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2021-08-05
	Rep	Dealing in securities	2011-11-23	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-11-23	2021-08-05
XinKong International Securities Limited	Rep	Dealing in futures contracts	2010-02-18	2011-11-17
	Rep	Dealing in securities	2010-02-18	2011-11-17
KGI ASIA LIMITED	Rep	Dealing in securities	2008-05-20	2010-02-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-05-20	2010-02-01