| Shanghai Securities (Hong Kong) Limited | RO | Asset management | 2023-03-23 | - |
| RO | Advising on securities | 2021-03-19 | - |
| RO | Dealing in securities | 2021-03-19 | - |
| Pearl Bridge Securities Limited | RO | Advising on securities | 2020-09-30 | 2021-01-31 |
| RO | Dealing in securities | 2020-09-30 | 2021-01-31 |
| Pearl Bridge Asset Management Limited | Rep | Advising on securities | 2020-08-21 | 2020-08-21 |
| Rep | Asset management | 2020-08-21 | 2020-08-21 |
| RO | Advising on securities | 2020-08-21 | 2021-01-31 |
| RO | Asset management | 2020-08-21 | 2021-01-31 |
| China Credit International Securities Co., Limited | Rep | Advising on securities | 2020-05-20 | 2020-06-03 |
| Rep | Asset management | 2020-05-20 | 2020-06-03 |
| Rep | Dealing in securities | 2020-05-20 | 2020-06-03 |
| XinKong International Securities Limited | RO | Dealing in futures contracts | 2018-07-10 | 2019-09-18 |
| RO | Advising on securities | 2017-01-10 | 2019-09-18 |
| RO | Dealing in securities | 2017-01-10 | 2019-09-18 |
| Rep | Dealing in securities | 2013-08-18 | 2017-01-10 |
| Rep | Dealing in futures contracts | 2013-08-18 | 2018-07-10 |
| RO | Dealing in futures contracts | 2013-02-19 | 2013-08-18 |
| RO | Dealing in securities | 2013-02-19 | 2013-08-18 |
| XinKong International Asset Management Limited | Rep | Asset management | 2012-11-02 | 2018-03-16 |
| XinKong International Securities Limited | Rep | Advising on securities | 2011-12-12 | 2017-01-10 |
| Rep | Dealing in futures contracts | 2011-05-09 | 2013-02-19 |
| Rep | Dealing in securities | 2011-05-09 | 2013-02-19 |
| Yuanta Asia Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2010-08-23 | 2011-04-14 |
| Rep | Dealing in securities | 2010-08-23 | 2011-04-14 |
| Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2008-02-21 | 2008-10-09 |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2007-11-14 | 2008-02-01 |
| Rep | Dealing in securities | 2007-05-21 | 2008-02-01 |