Personnel Hong Kong SFC License Details (ID 97303)

Personnel Hong Kong SFC License Details (ID 97303)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-05-12	2015-11-21
XinKong International Securities Limited	Rep	Dealing in futures contracts	2010-12-16	2014-04-21
	Rep	Dealing in securities	2010-12-16	2014-04-21
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2010-09-22	2010-11-04
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2010-09-22	2010-11-04
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2009-10-09	2010-08-05
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-10-09	2010-08-05
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2007-07-10	2007-07-19
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2007-07-10	2007-07-19
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2006-08-18	2007-06-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-02-14	2007-06-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-02-14	2007-06-30