Lam, Frankie Ho Yin 林浩賢

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2015-04-20	2016-01-16
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2015-04-20	2016-01-16
KGI ASIA LIMITED	Rep	Dealing in securities	2014-03-13	2015-03-10
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-03-13	2015-03-10
XinKong International Securities Limited	Rep	Dealing in futures contracts	2009-12-14	2012-11-09
	Rep	Dealing in securities	2009-12-14	2012-11-09
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2005-05-18	2009-11-09
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-03-01	2009-11-09
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-12-23	2004-02-11

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2015-04-20	2016-01-16
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2015-04-20	2016-01-16
KGI ASIA LIMITED	Rep	Dealing in securities	2014-03-13	2015-03-10
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-03-13	2015-03-10
XinKong International Securities Limited	Rep	Dealing in futures contracts	2009-12-14	2012-11-09
	Rep	Dealing in securities	2009-12-14	2012-11-09
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2005-05-18	2009-11-09
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-03-01	2009-11-09
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2003-12-23	2004-02-11