Personnel Hong Kong SFC License Details (ID 97309)

Personnel Hong Kong SFC License Details (ID 97309)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2020-07-06	-
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2014-02-18	2020-06-16
XinKong International Securities Limited	Rep	Dealing in securities	2008-10-22	2014-02-04
Mage Securities Limited	Rep	Dealing in securities	2006-12-27	2009-04-30
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2003-07-21	2006-12-18
TUNG TAI SECURITIES COMPANY LIMITED	Rep	Providing automated trading services	2003-04-01	2003-07-03
	Rep	Advising on corporate finance	2003-04-01	2003-07-21
	Rep	Advising on securities	2003-04-01	2003-07-21
	Rep	Asset management	2003-04-01	2003-07-21
	Rep	Dealing in securities	2003-04-01	2003-07-21