| CENTRAL WEALTH FUTURES LIMITED | RO | Dealing in futures contracts | 2018-01-09 | 2019-09-30 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | RO | Dealing in securities | 2018-01-09 | 2019-09-30 |
| CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-07 | 2018-01-09 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-09-07 | 2018-01-09 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | RO | Dealing in futures contracts | 2015-11-04 | 2017-08-31 |
| CMBC SECURITIES COMPANY LIMITED | RO | Dealing in securities | 2015-11-04 | 2017-08-31 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2011-09-26 | 2015-11-04 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2011-09-26 | 2015-11-04 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2005-09-20 | 2011-09-22 |
| UNITED SIMSEN FOREX DEALERS LIMITED | Rep | Leveraged foreign exchange trading | - | 2005-03-09 |
| XinKong International Securities Limited | Rep | Advising on corporate finance | - | 2004-01-28 |
| Rep | Advising on securities | - | 2004-01-28 |
| Rep | Asset management | - | 2004-01-28 |
| Rep | Providing automated trading services | - | 2004-01-28 |
| Rep | Dealing in securities | - | 2011-09-22 |