Personnel Hong Kong SFC License Details (ID 97316)

Personnel Hong Kong SFC License Details (ID 97316)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Futu Securities International (HONG KONG) Limited	Rep	Dealing in futures contracts	2023-05-16	2025-08-31
	Rep	Dealing in securities	2023-05-16	2025-08-31
KGI Asset Management Limited	Rep	Asset management	2018-04-20	2023-04-02
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2023-04-02
	Rep	Dealing in securities	2014-07-24	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-07-24	2023-04-02
XinKong International Securities Limited	Rep	Dealing in futures contracts	2008-03-03	2014-07-16
	Rep	Dealing in securities	2008-03-03	2014-07-16