| WINBULL SECURITIES INTERNATIONAL (HONG KONG) LIMITED | RO | Advising on securities | 2024-03-28 | - |
| RO | Dealing in securities | 2024-03-28 | - |
| RO | Asset management | 2023-11-08 | - |
| Rep | Asset management | 2022-06-02 | 2023-11-08 |
| Rep | Advising on securities | 2022-06-02 | 2024-03-28 |
| Rep | Dealing in securities | 2022-06-02 | 2024-03-28 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2022-03-17 | 2022-05-11 |
| Tongfang Securities Limited | Rep | Advising on securities | 2021-04-14 | 2021-11-10 |
| Rep | Dealing in securities | 2021-04-14 | 2021-11-10 |
| CTBC Asia Limited | Rep | Asset management | 2019-09-03 | 2021-04-04 |
| Rep | Advising on securities | 2019-05-22 | 2021-04-04 |
| Rep | Dealing in securities | 2019-05-22 | 2021-04-04 |
| Wealth Link Securities Limited | Rep | Advising on securities | 2017-06-21 | 2019-05-06 |
| Rep | Dealing in securities | 2017-06-21 | 2019-05-06 |
| OCBC Futures Investment (Hong Kong) Limited | Rep | Dealing in futures contracts | 2015-01-27 | 2017-06-12 |
| OCBC Securities Brokerage (Hong Kong) Limited | Rep | Dealing in securities | 2015-01-27 | 2017-06-12 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2010-01-15 | 2014-12-13 |
| Rep | Dealing in securities | 2009-11-13 | 2014-12-13 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-07-03 | 2009-07-13 |
| Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2006-05-22 | 2009-01-10 |