| XinKong International Securities Limited | Rep | Advising on securities | 2023-05-08 | - |
| Rep | Dealing in securities | 2022-10-14 | - |
| Rep | Dealing in futures contracts | 2009-12-03 | 2022-06-09 |
| Rep | Dealing in securities | 2009-12-03 | 2022-06-09 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2004-03-09 | 2009-11-12 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2004-03-09 | 2009-11-12 |
| CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-24 |
| Rep | Asset management | 2003-04-01 | 2004-02-24 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-24 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-02-24 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2004-02-24 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-19 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-19 |
| Rep | Asset management | 2003-04-01 | 2004-02-19 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-02-19 |
| Rep | Dealing in securities | 2003-04-01 | 2004-02-24 |