Personnel Hong Kong SFC License Details (ID 97323)

Personnel Hong Kong SFC License Details (ID 97323)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA SYSTEM SECURITIES LIMITED	RO	Dealing in securities	2020-04-20	-
	Rep	Dealing in securities	2020-03-24	2020-04-20
BETA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2015-12-18	2020-03-17
	Rep	Dealing in securities	2012-10-26	2015-12-18
XinKong International Securities Limited	Rep	Dealing in securities	2008-10-22	2012-10-17
Mage Securities Limited	Rep	Dealing in securities	2007-05-14	2009-04-30
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-10-04
	Rep	Advising on securities	2003-04-01	2004-10-04
	Rep	Asset management	2003-04-01	2004-10-04
	Rep	Dealing in securities	2003-04-01	2007-05-02