Personnel Hong Kong SFC License Details (ID 97326)

Personnel Hong Kong SFC License Details (ID 97326)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-11-07	2025-05-30
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-11-07	2026-06-16
XinKong International Securities Limited	Rep	Dealing in futures contracts	2009-11-30	2012-06-01
	Rep	Dealing in securities	2009-11-30	2012-06-01
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-08-10	2009-11-13
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-08-10	2009-11-13
ABCI Securities Company Limited	Rep	Advising on securities	-	2003-10-29
	Rep	Asset management	-	2003-10-29
	Rep	Providing automated trading services	-	2003-10-29
	Rep	Advising on corporate finance	-	2004-06-14
	Rep	Dealing in securities	-	2004-06-14