Personnel Hong Kong SFC License Details (ID 97327)

Personnel Hong Kong SFC License Details (ID 97327)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	-
	Rep	Dealing in securities	2017-10-03	-
	Rep	Advising on securities	2012-09-11	2017-10-02
	Rep	Dealing in securities	2011-12-15	2017-10-02
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-12-15	-
XinKong International Securities Limited	Rep	Dealing in futures contracts	2010-02-18	2011-12-09
	Rep	Dealing in securities	2009-12-01	2011-12-09
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2008-09-29	2009-11-17
WINGS SECURITIES (HK) LIMITED	Rep	Dealing in securities	2006-05-11	2008-09-24