Personnel Hong Kong SFC License Details (ID 97332)

Personnel Hong Kong SFC License Details (ID 97332)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JOY RICH SECURITIES INVESTMENT LIMITED	Rep	Advising on securities	2022-08-22	2025-07-21
	Rep	Dealing in securities	2022-08-22	2025-07-21
Future World Securities Investment Limited	Rep	Advising on securities	2020-11-09	2022-08-09
	Rep	Dealing in securities	2020-11-09	2022-08-09
	RO	Advising on securities	2020-06-30	2020-11-09
	RO	Dealing in securities	2020-06-30	2020-11-09
CENTRAL WEALTH FUTURES LIMITED	RO	Dealing in futures contracts	2017-03-21	2020-03-24
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	RO	Dealing in securities	2017-03-21	2020-03-24
CMBC SECURITIES COMPANY LIMITED	RO	Dealing in securities	2016-12-06	2017-03-15
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	RO	Dealing in futures contracts	2016-09-26	2017-03-15
	Rep	Dealing in futures contracts	2011-10-06	2016-09-26
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-10-06	2016-12-06
XinKong International Securities Limited	Rep	Dealing in futures contracts	2005-06-03	2011-09-29
	Rep	Advising on corporate finance	-	2004-07-21
	Rep	Advising on securities	-	2004-07-21
	Rep	Asset management	-	2004-07-21
	Rep	Providing automated trading services	-	2004-07-21
	Rep	Dealing in securities	-	2011-09-29