| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-03-11 | 2020-04-02 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-11 | 2020-04-02 |
| CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2015-03-24 | 2019-12-31 |
| CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-03-24 | 2019-12-31 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Dealing in futures contracts | 2014-08-18 | 2014-12-05 |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-08-18 | 2014-12-05 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2009-12-11 | 2012-09-15 |
| Rep | Dealing in securities | 2009-10-27 | 2012-09-15 |