Personnel Hong Kong SFC License Details (ID 97343)

Personnel Hong Kong SFC License Details (ID 97343)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Rifa Securities Limited	Rep	Dealing in securities	2014-03-31	-
XinKong International Securities Limited	Rep	Dealing in securities	2010-05-11	2014-03-21
LUEN FAT SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2007-08-30	2010-04-27
Open Securities Limited	Rep	Dealing in securities	2006-12-04	2007-08-17
PRESIDENT SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-03-08	2006-11-24
Open Securities Limited	Rep	Dealing in securities	2003-09-04	2006-02-20
UPBEST SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-07-22
	Rep	Advising on securities	2003-04-01	2003-07-22
	Rep	Asset management	2003-04-01	2003-07-22
	Rep	Dealing in securities	2003-04-01	2003-07-22