| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2023-03-07 | - |
| Guotai Junan FX Limited | Rep | Leveraged foreign exchange trading | 2012-11-01 | - |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-10-15 | - |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-10-15 | - |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2010-11-05 | 2012-09-29 |
| Rep | Dealing in securities | 2010-11-05 | 2012-09-29 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-02-05 | 2010-08-05 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-01-12 | 2010-08-05 |
| Success Securities Limited | Rep | Dealing in securities | 2008-04-17 | 2009-12-04 |