| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-07-01 | - |
| Rep | Dealing in securities | 2012-07-30 | 2016-06-30 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2012-07-30 | - |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2012-07-30 | 2016-06-30 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2010-01-04 | 2012-07-14 |
| Rep | Dealing in securities | 2010-01-04 | 2012-07-14 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-10-22 | 2009-11-13 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-10-22 | 2009-11-13 |
| CELESTIAL COMMODITIES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-10-08 |
| Rep | Asset management | 2003-04-01 | 2003-10-08 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-08 |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-10-08 |
| CELESTIAL FINANCE LIMITED | Rep | Securities margin financing | 2003-04-01 | 2003-10-08 |
| CELESTIAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-08 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-08 |
| Rep | Asset management | 2003-04-01 | 2003-10-08 |
| Rep | Providing automated trading services | 2003-04-01 | 2003-10-08 |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-08 |