| Profitech Securities Limited | RO | Dealing in securities | 2021-05-31 | 2022-11-17 |
| Linkways Investment Management Limited | RO | Advising on securities | 2018-07-17 | 2020-04-29 |
| RO | Dealing in futures contracts | 2018-07-17 | 2020-04-29 |
| RO | Dealing in securities | 2018-07-17 | 2020-04-29 |
| XinKong International Securities Limited | RO | Advising on securities | 2011-12-02 | 2018-04-13 |
| RO | Dealing in futures contracts | 2011-12-02 | 2018-04-13 |
| RO | Dealing in securities | 2011-12-02 | 2018-04-13 |
| Rep | Dealing in futures contracts | 2005-04-13 | 2011-12-02 |
| Rep | Advising on corporate finance | - | 2004-01-28 |
| Rep | Advising on securities | - | 2004-01-28 |
| Rep | Asset management | - | 2004-01-28 |
| Rep | Providing automated trading services | - | 2004-01-28 |
| Rep | Dealing in securities | - | 2011-12-02 |