| Solomon JFZ (Asia) Holdings Limited | RO | Dealing in securities | 2026-01-15 | 2026-04-10 |
| Rep | Dealing in securities | 2024-05-07 | 2026-01-15 |
| Rep | Advising on securities | 2024-05-07 | 2026-04-10 |
| Rep | Asset management | 2024-05-07 | 2026-04-10 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2017-10-03 | 2023-11-26 |
| Rep | Dealing in securities | 2013-05-09 | 2017-10-02 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2013-05-09 | 2023-11-26 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-03-22 | 2012-10-16 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2012-03-22 | 2012-10-16 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2011-06-30 | 2012-03-16 |
| Rep | Dealing in securities | 2011-06-30 | 2012-03-16 |
| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2010-05-24 | 2011-04-26 |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-03-01 | 2011-04-26 |