| BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2020-09-14 | - |
| BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2020-09-14 | - |
| CENTRAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-08-07 | 2020-07-13 |
| CENTRAL WEALTH SECURITIES INVESTMENT LIMITED | Rep | Dealing in securities | 2017-08-07 | 2020-07-13 |
| CMBC INTERNATIONAL FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2013-07-09 | 2017-07-31 |
| CMBC SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2013-07-09 | 2017-07-31 |
| ORIENTAL WEALTH FUTURES LIMITED | Rep | Dealing in futures contracts | 2013-05-10 | 2013-06-25 |
| ORIENTAL WEALTH SECURITIES LIMITED | Rep | Dealing in securities | 2013-05-10 | 2013-06-25 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2009-08-12 | 2012-09-29 |
| Rep | Advising on corporate finance | 2003-04-01 | 2004-03-16 |
| Rep | Advising on securities | 2003-04-01 | 2004-03-16 |
| Rep | Asset management | 2003-04-01 | 2004-03-16 |
| Rep | Providing automated trading services | 2003-04-01 | 2004-03-16 |
| Rep | Dealing in securities | 2003-04-01 | 2012-09-29 |