Personnel Hong Kong SFC License Details (ID 97353)

Personnel Hong Kong SFC License Details (ID 97353)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hong Kong Stock Link Securities Limited	Rep	Dealing in securities	2026-04-24	-
Realord Asia Pacific Securities Limited	Rep	Dealing in securities	2023-10-06	2026-02-28
XinKong International Securities Limited	Rep	Advising on securities	2023-05-09	2023-09-15
	Rep	Dealing in futures contracts	2010-02-01	2022-08-04
	Rep	Dealing in securities	2010-02-01	2023-09-15
CITIC Securities Brokerage (HK) Limited	Rep	Advising on corporate finance	2003-04-01	2004-03-11
	Rep	Providing automated trading services	2003-04-01	2004-03-11
	Rep	Advising on securities	2003-04-01	2004-04-28
	Rep	Asset management	2003-04-01	2004-04-28
	Rep	Dealing in securities	2003-04-01	2010-01-23
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2003-04-01	2010-01-23