Personnel Hong Kong SFC License Details (ID 97359)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JOY RICH SECURITIES INVESTMENT LIMITED	RO	Advising on securities	2021-04-07	-
	RO	Dealing in securities	2021-01-29	-
	Rep	Dealing in securities	2020-10-09	2021-01-29
Po Tai Securities (Hong Kong) Limited	RO	Advising on securities	2020-04-09	2020-10-03
	RO	Dealing in securities	2019-11-25	2020-10-03
	Rep	Dealing in securities	2019-09-02	2019-11-25
CENTRAL WEALTH FUTURES LIMITED	RO	Advising on futures contracts	2019-03-13	2019-08-16
	RO	Dealing in futures contracts	2018-01-09	2019-08-16
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	RO	Dealing in securities	2018-01-09	2019-08-16
CENTRAL WEALTH FUTURES LIMITED	Rep	Dealing in futures contracts	2017-09-07	2018-01-09
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	Rep	Dealing in securities	2017-09-07	2018-01-09
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	RO	Dealing in futures contracts	2016-08-23	2017-08-31
CMBC SECURITIES COMPANY LIMITED	RO	Dealing in securities	2016-08-23	2017-08-31
CMBC INTERNATIONAL FUTURES COMPANY LIMITED	Rep	Dealing in futures contracts	2011-09-26	2016-08-23
CMBC SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2011-09-26	2016-08-23
XinKong International Securities Limited	Rep	Dealing in futures contracts	2005-07-12	2011-09-23
	Rep	Advising on corporate finance	2003-04-01	2004-06-14
	Rep	Advising on securities	2003-04-01	2004-06-14
	Rep	Asset management	2003-04-01	2004-06-14
	Rep	Providing automated trading services	2003-04-01	2004-06-14
	Rep	Dealing in securities	2003-04-01	2011-09-23