| DaoKou Asset Management Limited | RO | Advising on securities | 2025-04-02 | - |
| RO | Asset management | 2025-04-02 | - |
| DaoKou Securities Limited | RO | Dealing in securities | 2025-04-02 | - |
| MODERN INNOVATIVE ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2022-01-04 | 2025-03-31 |
| RO | Asset management | 2021-11-01 | 2025-03-31 |
| MODERN INNOVATIVE SECURITIES LIMITED | RO | Dealing in futures contracts | 2021-09-07 | 2025-03-31 |
| RO | Dealing in securities | 2021-09-07 | 2025-03-31 |
| Rep | Dealing in futures contracts | 2021-07-23 | 2021-09-07 |
| Rep | Dealing in securities | 2021-07-23 | 2021-09-07 |
| SILVER NILE GLOBAL INVESTMENTS LIMITED | RO | Dealing in futures contracts | 2018-08-31 | 2021-06-12 |
| RO | Asset management | 2018-05-16 | 2021-06-12 |
| RO | Dealing in securities | 2018-03-22 | 2021-06-12 |
| Rep | Dealing in securities | 2018-02-05 | 2018-03-22 |
| Rep | Asset management | 2018-02-05 | 2018-05-16 |
| Rep | Advising on securities | 2018-02-05 | 2021-06-12 |
| GRANDLY FINANCIAL SERVICES LIMITED | RO | Dealing in futures contracts | 2017-07-28 | 2018-01-31 |
| RO | Dealing in securities | 2017-07-28 | 2018-01-31 |
| Rep | Dealing in futures contracts | 2017-06-07 | 2017-07-28 |
| Rep | Dealing in securities | 2017-06-07 | 2017-07-28 |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2016-07-08 | 2017-06-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2016-06-10 | 2017-06-01 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-05-22 | 2017-06-01 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-22 | 2017-06-01 |
| HUNG SING FUTURES LIMITED | Rep | Dealing in futures contracts | 2012-12-10 | 2015-02-10 |
| HUNG SING SECURITIES LIMITED | Rep | Dealing in securities | 2012-12-10 | 2015-02-10 |
| XinKong International Securities Limited | Rep | Dealing in futures contracts | 2010-09-17 | 2012-09-15 |
| Rep | Dealing in securities | 2010-09-17 | 2012-09-15 |
| CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-28 | 2010-08-21 |