Yim, Francis Man Leong 嚴文亮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2012-09-07	2013-09-14
	Rep	Dealing in securities	2012-09-07	2013-09-14
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2012-09-07	2013-09-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-09-07	2013-09-14
XinKong International Securities Limited	Rep	Advising on securities	2011-01-11	2012-04-21
	Rep	Dealing in futures contracts	2011-01-11	2012-04-21
	Rep	Dealing in securities	2011-01-11	2012-04-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-01-21	2010-12-24
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-09-07	2010-12-24
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-09-07	2010-12-24

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2012-09-07	2013-09-14
	Rep	Dealing in securities	2012-09-07	2013-09-14
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2012-09-07	2013-09-14
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2012-09-07	2013-09-14
XinKong International Securities Limited	Rep	Advising on securities	2011-01-11	2012-04-21
	Rep	Dealing in futures contracts	2011-01-11	2012-04-21
	Rep	Dealing in securities	2011-01-11	2012-04-21
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-01-21	2010-12-24
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-09-07	2010-12-24
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-09-07	2010-12-24