Webb-site Legacy

Yip, Yat Ming (SFC:ACJ747) 葉一鳴

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2012-05-24	2025-06-06
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2012-05-24	-
XinKong International Securities Limited	Rep	Dealing in futures contracts	2010-03-05	2012-05-17
	Rep	Dealing in securities	2010-03-05	2012-05-17
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2004-03-12	2010-02-26
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2004-03-12	2010-02-26
CELESTIAL COMMODITIES LIMITED	Rep	Providing automated trading services	2003-04-01	2004-03-02
	Rep	Advising on futures contracts	2003-04-01	2004-03-04
	Rep	Asset management	2003-04-01	2004-03-04
	Rep	Dealing in futures contracts	2003-04-01	2004-03-11
CELESTIAL FINANCE LIMITED	Rep	Securities margin financing	2003-04-01	2004-03-04
CELESTIAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2004-03-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.