| UOB KAY HIAN (HONG KONG) LIMITED | RO | Advising on corporate finance | 2008-04-22 | 2021-09-30 |
| Rep | Advising on corporate finance | 2006-12-29 | 2008-04-22 |
| RO | Advising on securities | 2006-12-29 | 2021-09-30 |
| RO | Dealing in securities | 2006-12-29 | 2021-09-30 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2006-12-29 | 2021-09-30 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Advising on securities | 2006-10-23 | 2006-12-29 |
| Rep | Dealing in securities | 2006-10-23 | 2006-12-29 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2006-10-23 | 2006-12-29 |
| PHILLIP COMMODITIES (HK) LIMITED | RO | Leveraged foreign exchange trading | 2005-12-02 | 2006-09-29 |
| PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | RO | Advising on securities | - | 2006-09-29 |
| RO | Asset management | - | 2006-09-29 |
| PHILLIP COMMODITIES (HK) LIMITED | RO | Providing automated trading services | - | 2003-08-15 |
| RO | Asset management | - | 2003-10-30 |
| RO | Advising on futures contracts | - | 2006-09-29 |
| RO | Dealing in futures contracts | - | 2006-09-29 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | RO | Advising on corporate finance | - | 2003-10-30 |
| RO | Asset management | - | 2003-10-30 |
| RO | Advising on securities | - | 2006-09-29 |
| RO | Dealing in securities | - | 2006-09-29 |