Personnel Hong Kong SFC License Details (ID 97367)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	RO	Advising on corporate finance	2003-04-01	-
	RO	Advising on securities	2003-04-01	-
	RO	Dealing in securities	2003-04-01	-
UOB KAY HIAN ASIA LIMITED	RO	Advising on corporate finance	2003-04-01	2005-01-12
	RO	Asset management	2003-04-01	2005-01-12
	RO	Advising on securities	2003-04-01	2005-10-18
	RO	Dealing in securities	2003-04-01	2005-10-18
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2003-04-01	-