Personnel Hong Kong SFC License Details (ID 97373)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Innovest Securities Investment Limited	RO	Dealing in securities	2019-09-25	2021-08-22
	Rep	Dealing in securities	2019-09-11	2019-09-25
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2015-05-15	2019-08-30
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2003-08-02
	Rep	Advising on securities	-	2003-08-02
	Rep	Dealing in securities	-	2019-08-30