Webb-site Legacy

Cheng, Sandy Suk Kuen 鄭淑娟

SFC ID:ABV901

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2006-01-05	2012-07-31
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2006-01-05	2012-07-31
DBS VICKERS (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2003-10-24	2006-01-01
	Rep	Advising on corporate finance	-	2003-10-13
	Rep	Asset management	-	2003-10-13
	Rep	Advising on securities	-	2003-10-22
	Rep	Dealing in securities	-	2006-01-01
DBS VICKERS FUTURES (HONG KONG) LIMITED DBS	Rep	Advising on futures contracts	-	2003-10-22
	Rep	Asset management	-	2003-10-22
	Rep	Dealing in futures contracts	-	2003-12-12