Personnel Hong Kong SFC License Details (ID 97399)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2013-10-08	2020-03-09
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2003-10-14	2013-04-11
Goldbridge Securities Limited	Rep	Advising on corporate finance	-	2003-08-18
	Rep	Advising on securities	-	2003-08-18
	Rep	Asset management	-	2003-08-18
	Rep	Providing automated trading services	-	2003-08-18
	Rep	Dealing in securities	-	2003-08-18