| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2016-09-26 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-09-26 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-13 | 2012-03-13 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-13 | 2012-03-13 |
| BNP PARIBAS PEREGRINE FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2004-02-04 |
| Rep | Asset management | 2003-04-01 | 2004-02-04 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2004-12-11 | |
| BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2004-02-04 |
| Rep | Advising on securities | 2003-04-01 | 2004-02-04 | |
| Rep | Asset management | 2003-04-01 | 2004-02-04 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-12-11 |
No HKMA registrations in the collected records.