Webb-site Legacy

Cheung, Toby Shun Ka 莊純嘉

SFC ID:AFI382

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2016-09-26	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2016-09-26	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-13	2012-03-13
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-13	2012-03-13
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-02-04
	Rep	Asset management	2003-04-01	2004-02-04
	Rep	Dealing in futures contracts	2003-04-01	2004-12-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-04
	Rep	Advising on securities	2003-04-01	2004-02-04
	Rep	Asset management	2003-04-01	2004-02-04
	Rep	Dealing in securities	2003-04-01	2004-12-11