| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2004-12-24 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2004-12-24 | - |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Providing automated trading services | 2003-05-30 | 2004-05-28 |
| Rep | Dealing in securities | 2003-05-30 | 2004-12-20 | |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2003-05-30 | 2004-12-20 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Providing automated trading services | 2003-05-30 | 2004-05-28 |
| Rep | Dealing in securities | 2003-05-30 | 2004-12-20 | |
| REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-05-20 |
| Rep | Asset management | 2003-04-01 | 2003-05-20 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-05-21 | |
| WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-05-20 |
| Rep | Advising on securities | 2003-04-01 | 2003-05-20 | |
| Rep | Asset management | 2003-04-01 | 2003-05-20 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-05-21 |
No HKMA registrations in the collected records.