Personnel Hong Kong SFC License Details (ID 97402)

Personnel Hong Kong SFC License Details (ID 97402)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-24	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-24	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Providing automated trading services	2003-05-30	2004-05-28
	Rep	Dealing in securities	2003-05-30	2004-12-20
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2003-05-30	2004-12-20
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Providing automated trading services	2003-05-30	2004-05-28
	Rep	Dealing in securities	2003-05-30	2004-12-20
REXCAPITAL FUTURES LIMITED	Rep	Advising on futures contracts	2003-04-01	2003-05-20
	Rep	Asset management	2003-04-01	2003-05-20
	Rep	Dealing in futures contracts	2003-04-01	2003-05-21
WINGS SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-20
	Rep	Advising on securities	2003-04-01	2003-05-20
	Rep	Asset management	2003-04-01	2003-05-20
	Rep	Dealing in securities	2003-04-01	2003-05-21