Webb-site Legacy

Chu, Louis Siu Ting 朱兆廷

SFC ID:ADV173

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-13	2023-02-28
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2004-12-13	2023-02-28
BNP PARIBAS PEREGRINE FUTURES LIMITED	Rep	Advising on futures contracts	-	2004-02-04
	Rep	Asset management	-	2004-02-04
	Rep	Dealing in futures contracts	-	2004-12-11
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	-	2004-02-04
	Rep	Advising on securities	-	2004-02-04
	Rep	Asset management	-	2004-02-04
	Rep	Dealing in securities	-	2004-12-11