Dou, Xiaoqin 竇曉琴

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2018-10-29	-
	Rep	Advising on securities	2011-07-18	2016-05-02
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2010-09-16	2011-06-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2018-10-29	-
	Rep	Advising on securities	2011-07-18	2016-05-02
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2010-09-16	2011-06-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.