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Dou, Xiaoqin 竇曉琴 Hong Kong SFC License Details (ID 97421)
Dou, Xiaoqin 竇曉琴
SFC ID:
AVS907
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
UOB KAY HIAN (HONG KONG) LIMITED
Rep
Advising on securities
2018-10-29
-
Rep
Advising on securities
2011-07-18
2016-05-02
SINOPAC SECURITIES (ASIA) LIMITED
Rep
Advising on securities
2010-09-16
2011-06-27