Personnel Hong Kong SFC License Details (ID 97432)

Personnel Hong Kong SFC License Details (ID 97432)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-11-24	2014-09-18
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2008-11-03	2014-09-18
PHILLIP COMMODITIES (HK) LIMITED	Rep	Providing automated trading services	2003-08-12	2003-08-15
	Rep	Dealing in futures contracts	2003-08-12	2006-08-30
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Providing automated trading services	2003-08-12	2008-10-25
	Rep	Advising on corporate finance	-	2003-08-04
	Rep	Advising on securities	-	2003-08-04
	Rep	Asset management	-	2003-08-04
	Rep	Dealing in securities	-	2008-10-25