Personnel Hong Kong SFC License Details (ID 97434)

Personnel Hong Kong SFC License Details (ID 97434)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2022-12-28	2024-09-30
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2022-12-06
	Rep	Dealing in securities	2016-09-29	2017-10-02
Soochow Securities International Brokerage Limited	Rep	Dealing in securities	2015-07-09	2016-09-16
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on corporate finance	-	2004-02-27
	Rep	Advising on securities	-	2004-02-27
	Rep	Dealing in securities	-	2015-06-30