Personnel SFC Licences and HKMA Registrations (ID 97438)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-08-19	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2011-05-23	-
GRAND CATHAY SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2006-12-20	2011-05-13

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.