| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2020-04-24 | - |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-10-25 | - |
| Rep | Dealing in securities | 2004-03-23 | 2019-02-28 | |
| DBS VICKERS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-13 |
| Rep | Asset management | 2003-04-01 | 2003-10-13 | |
| Rep | Advising on securities | 2003-04-01 | 2003-10-21 | |
| Rep | Dealing in securities | 2003-04-01 | 2004-03-16 | |
| DBS VICKERS SECURITIES (HONG KONG) LIMITED DBS | Rep | Advising on corporate finance | 2003-04-01 | 2003-10-21 |
| Rep | Advising on securities | 2003-04-01 | 2003-10-21 | |
| Rep | Asset management | 2003-04-01 | 2003-10-21 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-10-30 |
No HKMA registrations in the collected records.