Personnel Hong Kong SFC License Details (ID 97449)

Personnel Hong Kong SFC License Details (ID 97449)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2005-12-15	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-12-15	-
VC BROKERAGE LIMITED	RO	Asset management	2003-10-03	2005-01-20
VC FUTURES LIMITED	Rep	Dealing in futures contracts	2003-10-03	2005-09-07
VC BROKERAGE LIMITED	Rep	Asset management	2003-08-14	2003-10-03
	Rep	Dealing in securities	2003-08-14	2005-09-07
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-06-06
	Rep	Advising on securities	2003-04-01	2003-06-06
	Rep	Asset management	2003-04-01	2003-06-06
	Rep	Dealing in securities	2003-04-01	2003-06-06