Personnel Hong Kong SFC License Details (ID 97458)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2013-08-09	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-06-10	-
	Rep	Dealing in securities	2003-05-14	2004-05-31
TARTAN SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2003-04-01	2003-05-12
	Rep	Advising on securities	2003-04-01	2003-05-12
	Rep	Asset management	2003-04-01	2003-05-12
	Rep	Dealing in securities	2003-04-01	2003-05-14