Personnel Hong Kong SFC License Details (ID 97460)

Personnel Hong Kong SFC License Details (ID 97460)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FULBRIGHT FUTURES LIMITED	Rep	Dealing in futures contracts	2018-09-11	2019-08-18
FULBRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2018-09-11	2019-08-18
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2008-01-28	2018-08-31
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-01-28	2018-08-31
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-25
	Rep	Advising on securities	-	2004-06-25
	Rep	Asset management	-	2004-06-25
	Rep	Providing automated trading services	-	2004-06-25
	Rep	Dealing in securities	-	2008-01-22
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Advising on futures contracts	-	2004-06-25
	Rep	Asset management	-	2004-06-25
	Rep	Dealing in futures contracts	-	2008-01-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-25
	Rep	Advising on securities	-	2004-06-25
	Rep	Asset management	-	2004-06-25
	Rep	Providing automated trading services	-	2004-06-25
	Rep	Dealing in securities	-	2008-01-22