Personnel Hong Kong SFC License Details (ID 97462)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2008-04-17	-
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on corporate finance	2003-04-01	2005-03-22
	Rep	Advising on securities	2003-04-01	2005-03-22
	Rep	Asset management	2003-04-01	2005-03-22
	Rep	Dealing in securities	2003-04-01	2008-03-29