Lau, Ka Yee (SFC:APD695) 劉嘉怡

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RAYS Capital Partners Limited	Rep	Advising on securities	2011-11-22	-
	Rep	Asset management	2011-11-22	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-16	2011-09-30
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2007-07-03	2011-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
RAYS Capital Partners Limited	Rep	Advising on securities	2011-11-22	-
	Rep	Asset management	2011-11-22	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2008-06-16	2011-09-30
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2007-07-03	2011-09-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.