Personnel Hong Kong SFC License Details (ID 97473)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2011-03-31	2012-03-30
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2011-03-31	2012-03-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Advising on futures contracts	2010-07-29	2011-03-24
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2010-03-22	2011-03-24
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2009-12-16	2011-03-24
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2009-12-16	2011-03-24