| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-09-12 | 2022-12-02 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2005-09-12 | 2022-12-02 |
| GET NICE FUTURES COMPANY LIMITED | Rep | Dealing in futures contracts | 2005-06-01 | 2005-09-02 |
| GET NICE SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-01 | 2005-09-02 |
| GREAT BAY SECURITIES LIMITED | RO | Dealing in securities | 2005-05-09 | 2005-05-31 |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | RO | Dealing in futures contracts | 2005-05-09 | 2005-05-31 |
| GREAT BAY SECURITIES LIMITED | Rep | Dealing in securities | 2004-10-25 | 2005-05-09 |
| PACIFIC CHALLENGE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-10-25 | 2005-05-09 |
| RPS INVESTMENT LIMITED | Rep | Dealing in securities | 2004-05-15 | 2004-10-20 |
| SUN'S FUTURE LIMITED | Rep | Dealing in futures contracts | 2004-05-15 | 2004-10-20 |
| DELTA ASIA FINANCIAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-02-17 | 2004-04-13 |
| DELTA ASIA SECURITIES LIMITED | Rep | Dealing in securities | 2004-02-17 | 2004-04-13 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2003-05-26 | 2004-02-05 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2003-05-26 | 2004-02-05 |
| UOB KAY HIAN (HONG KONG) LIMITED | RO | Advising on corporate finance | - | 2003-05-26 |
| RO | Advising on securities | - | 2003-05-26 |
| RO | Dealing in securities | - | 2003-05-26 |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | - | 2003-05-26 |