Personnel Hong Kong SFC License Details (ID 97487)

Personnel Hong Kong SFC License Details (ID 97487)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Advising on securities	2006-06-13	-
	Rep	Dealing in securities	2006-04-28	-
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2005-11-10	2006-04-24
CHINA EVERBRIGHT RESEARCH LIMITED	Rep	Advising on securities	2004-08-26	2005-10-16
JS CRESVALE SECURITIES INTERNATIONAL LIMITED	Rep	Dealing in securities	2004-06-01	2004-07-27
	Rep	Advising on corporate finance	2003-04-01	2004-05-28
	Rep	Asset management	2003-04-01	2004-05-28
	Rep	Advising on securities	2003-04-01	2004-06-01