Lee, Tak Kwong (SFC:AFZ696) 李德光

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-02-17	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-24	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2004-01-20	2004-12-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-01-20	2004-12-22
VICTORY SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-24	2004-01-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2005-02-17	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2004-12-24	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2004-01-20	2004-12-22
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2004-01-20	2004-12-22
VICTORY SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2003-07-24	2004-01-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.