| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | Dealing in securities | 2009-08-05 | - |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2009-08-05 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2003-08-25 | 2009-07-28 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2003-08-25 | 2009-07-28 |
| CHINA MERCHANTS FUTURES (HK) CO., LIMITED | Rep | Advising on futures contracts | 2003-04-01 | 2003-08-22 |
| Rep | Asset management | 2003-04-01 | 2003-08-22 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-22 | |
| Rep | Dealing in futures contracts | 2003-04-01 | 2003-08-25 | |
| CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Advising on corporate finance | 2003-04-01 | 2003-08-22 |
| Rep | Advising on securities | 2003-04-01 | 2003-08-22 | |
| Rep | Asset management | 2003-04-01 | 2003-08-22 | |
| Rep | Providing automated trading services | 2003-04-01 | 2003-08-22 | |
| Rep | Dealing in securities | 2003-04-01 | 2003-08-25 |
No HKMA registrations in the collected records.