Webb-site Legacy

Ng, Ka Wing (SFC:ABN570) 吳家永

SFC ID:ABN570

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-10-08	-
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2005-06-14	-
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-12-16
	Rep	Advising on securities	2003-04-01	2004-12-16
	Rep	Asset management	2003-04-01	2004-12-16
	Rep	Providing automated trading services	2003-04-01	2004-12-16
	Rep	Dealing in securities	2003-04-01	2004-12-16
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-12-16
	Rep	Advising on securities	2003-04-01	2004-12-16
	Rep	Asset management	2003-04-01	2004-12-16
	Rep	Providing automated trading services	2003-04-01	2004-12-16
	Rep	Dealing in securities	2003-04-01	2004-12-16